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BM FISCAL POINT ADVISORS PVT LTD

https://in.linkedin.com/in/ujwal-marathe-780680105
  • Reg. Number INA000014270
  • ValidityDec 06, 2019 - Perpetual
  • TypeSebi Registered Investment Advisor
  • About

    Registered Investment advisors is a concept introduced by SEBI in 2013 to ensure that investors’ interests are protected. An RIA can be an individual or a company. The registration process involves validating the identity, networth and credentials of the advisor company. An investor has many advantages when he/she opts for a SEBI registered investment advisor.

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    Qualification

    A registered investment advisor must have the qualifications stipulated by SEBI. This ensures that Financial advisor understands complex financial products and can advise thereon to his clients.

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    Responsibility
    The advisor will provide investment advice to the client after risk profiling. Complex financial products should be recommended after analyzing the clients experience, knowledge, investment objectives, risk appetite and capacity for absorbing loss.

    A Registered investment advisor needs to maintain an arms-length relationship between his activities as an investment advisor and other activities. The advisor will need to disclose any conflict of interest associated with investment advisory activities to the client.

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    Compliance
    SEBI audits advisory quality ,capital adequacy and infrastructure support of advisors. It audits their advisory quality and financial transactions on a regular basis. This protects investors from front running and other financial frauds. SEBI may cancel the investment advisor’s certificate for non-compliance.

    Contact Person
    AMIT SHAH
    Email
    amit.shah@bobcaps.in
    Registered Address
    1704 B WING 17TH FLOOR, PARINEE CRESCENZO G BLOCK BKC, MUMBAI, MAHARASHTRA, 400051
    Communication Address
    1704 B WING 17TH FLOOR, PARINEE CRESCENZO G BLOCK BKC, MUMBAI, MAHARASHTRA, 400051

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